-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PVfHC0YiLz6yWAqq1WUDNjp+zs4LQzC9WW83NkXOU9OWKOtTDye26UApzq5BPiVm Th5NtxpvC2Iq8guwTzp4wA== 0000950128-98-000513.txt : 19980209 0000950128-98-000513.hdr.sgml : 19980209 ACCESSION NUMBER: 0000950128-98-000513 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980206 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TOLLGRADE COMMUNICATIONS INC \PA\ CENTRAL INDEX KEY: 0001002531 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TELEPHONE INTERCONNECT SYSTEMS [7385] IRS NUMBER: 251537134 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-50381 FILM NUMBER: 98523890 BUSINESS ADDRESS: STREET 1: 493 NIXON RD CITY: CHESWICK STATE: PA ZIP: 15024 BUSINESS PHONE: 4122742156 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HEIBEL RICHARD H M D CENTRAL INDEX KEY: 0001007732 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1124 ST MARY DR CITY: ERIE STATE: PA ZIP: 16509 SC 13G/A 1 TOOLGRADE COMMUNICATIONS, INC.-R. H. HEIBEL, M.D. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2 )* ----- TOLLGRADE COMMUNICATIONS, INC. ---------------------------------------- (NAME OF ISSUER) COMMON STOCK ---------------------------------------- (TITLE OF CLASS OF SECURITIES) 889542 10 6 ---------------------------------------- (CUSIP NUMBER) CHECK THE FOLLOWING BOX IF A FEE IS BEING PAID WITH THIS STATEMENT / / . (A FEE IS NOT REQUIRED ONLY IF THE FILING PERSON: (1) HAS A PREVIOUS STATEMENT ON FILE REPORTING BENEFICIAL OWNERSHIP OF MORE THAN FIVE PERCENT OF THE CLASS OF SECURITIES DESCRIBED IN ITEM 1; AND (2) HAS FILED NO AMENDMENT SUBSEQUENT THERETO REPORTING BENEFICIAL OWNERSHIP OF FIVE PERCENT OR LESS OF SUCH CLASS.) (SEE RULE 13D-7). *THE REMAINDER OF THIS COVER PAGE SHALL BE FILLED OUT FOR A REPORTING PERSON'S INITIAL FILING ON THIS FORM WITH RESPECT TO THE SUBJECT CLASS OF SECURITIES, AND FOR ANY SUBSEQUENT AMENDMENT CONTAINING INFORMATION WHICH WOULD ALTER THE DISCLOSURES PROVIDED IN A PRIOR COVER PAGE. THE INFORMATION REQUIRED IN THE REMAINDER OF THIS COVER PAGE SHALL NOT BE DEEMED TO BE "FILED" FOR THE PURPOSES OF SECTION 18 OF THE SECURITIES EXCHANGE ACT OF 1934 ("ACT") OR OTHERWISE SUBJECT TO THE LIABILITIES OF THAT SECTION OF THE ACT BUT SHALL BE SUBJECT TO ALL OTHER PROVISIONS OF THE ACT (HOWEVER, SEE THE NOTES). PAGE 1 OF 5 2 CUSIP NO. 889542 10 6 13G -------------------------- ----------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON RICHARD H. HEIBEL, M.D. ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] NOT APPLICABLE (B) [ ] ----------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES ----------------------------------------------------------------------- 5 SOLE VOTING POWER 155,533 NUMBER OF --------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 103,363 OWNED BY --------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 155,533 PERSON --------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER 103,363 --------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 258,896 ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.5% ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ----------------------------------------------------------------------- PAGE 2 OF 5 3 SCHEDULE 13-G ITEM 1(A): NAME OF ISSUER: TOLLGRADE COMMUNICATIONS, INC. ITEM 1(B): ADDRESS OF ISSUER'S EXECUTIVE OFFICES: 493 NIXON ROAD CHESWICK, PA 15024 ITEM 2(A): NAME OF PERSON FILING: RICHARD H. HEIBEL, M.D. ITEM 2(B): ADDRESS OF PRINCIPAL BUSINESS OFFICE: 12 GLENMOOR PLACE HILTON HEAD ISLAND, SC 29926 ITEM 2(C): CITIZENSHIP: UNITED STATES ITEM 2(D): TITLE OF CLASS SECURITIES: COMMON STOCK ITEM 2(E): CUSIP NUMBER: 889542 10 6 ITEM 3: NOT APPLICABLE ITEM 4: OWNERSHIP: (A) NUMBER OF SHARES BENEFICIALLY OWNED: AS CALCULATED UNDER RULE 13D-3, AS OF DECEMBER 31, 1997, 258,896 (INCLUDES (I) 85,383 SHARES HELD BY DR. HEIBEL, OF WHICH DR. HEIBEL HAS SOLE VOTING AND DISPOSITIVE POWER; (II) 35,994 SHARES HELD IN TRUST FOR DR. HEIBEL'S SON, AS TO WHICH DR. HEIBEL HAS SOLE VOTING AND DISPOSITIVE POWER; (III) 70,150 SHARES WHICH MAY BE ACQUIRED PURSUANT TO CURRENTLY EXERCISABLE OPTIONS, AS TO WHICH SHARES DR. HEIBEL HAS SOLE VOTING AND DISPOSITIVE POWER; AND (IV) 67,369 SHARES HELD BY DR. HEIBEL'S WIFE, AS TO WHICH SHARES DR. HEIBEL SHARES VOTING AND DISPOSITIVE POWER. PAGE 3 OF 5 4 SCHEDULE 13-G (B) PERCENT OF CLASS: 4.5% (C) POWERS: NO. OF SHARES SOLE VOTING POWER 155,533 SHARED VOTING POWER 103,363 SOLE DISPOSITIVE POWER 155,533 SHARED DISPOSITIVE POWER 103,363 ITEM 5: OWNERSHIP OF 5% OR LESS OF A CLASS: THIS STATEMENT IS BEING FILED TO REFLECT THE FACT THAT THE REPORTING PERSON HAS CEASED TO BE THE BENEFICIAL OWNER OF MORE THAN FIVE PERCENT (5%) OF THE CLASS OF SECURITIES. ITEM 6: OWNERSHIP OF MORE THAN 5% ON BEHALF OF ANOTHER PERSON: NOT APPLICABLE ITEM 7: IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE ULTIMATE PARENT COMPANY: NOT APPLICABLE ITEM 8: IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: NOT APPLICABLE ITEM 9: NOTICE OF DISSOLUTION OF GROUP: NOT APPLICABLE PAGE 4 OF 5 5 SCHEDULE 13-G ITEM 10: CERTIFICATION BY SIGNING BELOW I CERTIFY THAT, TO THE BEST OF MY KNOWLEDGE AND BELIEF, THE SECURITIES REFERRED TO ABOVE WERE ACQUIRED IN THE ORDINARY COURSE OF BUSINESS AND WERE NOT ACQUIRED FOR THE PURPOSE OF AND DO NOT HAVE THE EFFECT OF CHANGING OR INFLUENCING THE CONTROL OF THE ISSUER OF SUCH SECURITIES AND WERE NOT ACQUIRED IN CONNECTION WITH OR AS A PARTICIPANT IN ANY TRANSACTION HAVING SUCH PURPOSES OR EFFECT. SIGNATURE AFTER REASONABLE INQUIRY AND TO THE BEST OF MY KNOWLEDGE AND BELIEF, I CERTIFY THAT THE INFORMATION SET FORTH IN THIS STATEMENT IS TRUE, COMPLETE AND CORRECT. /S/ RICHARD H. HEIBEL, M.D. ------------------------------------ RICHARD H. HEIBEL, M.D. DATE: 2/3/98 ------------------------------- PAGE 5 OF 5 -----END PRIVACY-ENHANCED MESSAGE-----